APPENDIX A
Animals (Scientific
Procedures) Act 1986
CHAPTER14
ARRANGEMENT OF SECTIONS
Preliminary
Section
1. Protected animals.
2. Regulated procedures.
Personal and project licences
3. Prohibition of unlicensed procedures.
4. Personal licences.
5. Project licences.
Designated establishments
6. Scientific procedure establishments.
7. Breeding and supplying establishments.
8. Fees.
Licences and designation certificates: general provisions
9. Consultation.
10. Conditions.
11. Variation and revocation.
12. Right to make representations.
13. Suspension in cases of urgency.
Additional controls
14. Re-use of protected animals.
15. Killing animals at conclusion of regulated procedures.
16. Prohibition of public displays.
17. Neuromuscular blocking agents.
The inspectorate and the committee
18. Inspectors.
19. The Animal Procedures Committee.
20. Functions of the Committee.
Miscellaneous and supplementary
21. Guidance, codes of practice and statistics.
22. Penalties for contraventions.
23. False statements.
24. Protection of confidential information.
25. Powers of entry.
26. Prosecutions.
27. Repeal, consequential amendments and transitional provisions.
28. Orders.
29. Application to Northern Ireland.
30. Short title, interpretation and commencement.
SCHEDULES
| Schedule |
1 |
- Appropriate methods of humane killing. |
| Schedule |
2 |
- Animals to be obtained only from designated breeding or
supplying establishments. |
| Schedule |
2A |
- Article 8 of Council Directive No. 86/609/EEC. |
| Schedule |
3 |
- Consequential amendments (not reproduced). |
| Schedule |
4 |
- Transitional provisions (not reproduced). |
ELIZABETH II
Animals (Scientific
Procedures) Act 1986
1986 CHAPTER 14
An Act to make new provision for the protection of animals used for
experimental or other scientific purposes. (20th May 1986)
BE IT ENACTED by the Queen's most Excellent Majesty, by and with the
advice and consent of the Lords Spiritual and Temporal, and Commons,
in this present Parliament assembled, and by the authority of the same,
as follows:-
Preliminary
1. (1) Subject to the provisions of this section, "a protected
animal" for the purposes of this Act means any living vertebrate other
than man and any invertebrate of the species Octopus vulgaris from
the stage of its development when it becomes capable of independent
feeding.
(2) Any such vertebrate in its foetal, larval or embryonic
form is a protected animal only from the stage of its development
when-
(a) in the case of a mammal, bird or reptile, half the gestation
or incubation period for the relevant species has elapsed; and
(b) in any other case, it becomes capable of
independent feeding.
(3) The Secretary of State may by order-
(a) extend the definition of protected animal
so as to include invertebrates of any description;
(b) alter the stage of development specified
in subsection (2) above;
(c) make provision in lieu of subsection (2)
above as respects any animal which becomes a protected animal by
virtue of an order under paragraph (a) above.
(4) For the purposes of this section an animal shall
be regarded as continuing to live until the permanent cessation of
circulation or the destruction of its brain.
(5) In this Section "vertebrate" means any animal of
the Sub-phylum Vertebrata of the Phylum Chordata and "invertebrate"
means any animal not of that Sub-phylum.
2. (1) Subject to the provisions of this Section, "a regulated
procedure" for the purposes of this Act means any experimental or
other scientific procedure applied to a protected animal which may
have the effect of causing that animal pain, suffering, distress or
lasting harm.
(2) An experimental or other scientific procedure applied
to an animal is also a regulated procedure if-
(a) it is part of a series or combination of
such procedures (whether the same or different) applied to the same
animal; and
(b) the series or combination may have the effect
mentioned in subsection (1) above; and
(c) the animal is a protected animal throughout
the series or combination or in the course of it attains the stage
of its development when it becomes such an animal.
(3) Anything done for the purpose of, or liable to result
in, the birth or hatching of a protected animal is also a regulated
procedure if it may as respects that animal have the effect mentioned
in subsection (1) above.
(4) In determining whether any procedure may have the
effect mentioned in subsection (1) above the use of an anaesthetic
or analgesic, decerebration and any other procedure for rendering
an animal insentient shall be disregarded; and the administration
of an anaesthetic or analgesic to a protected animal, or decerebration
or any other such procedure applied to such an animal, for the purposes
of any experimental or other scientific procedure shall itself be
a regulated procedure.
(5) The ringing, tagging or marking of an animal, or
the application of any other humane procedure for the sole purpose
of enabling an animal to be identified, is not a regulated procedure
if it causes only momentary pain or distress and no lasting harm.
(6) The administration of any substance or article to
an animal by way of a medicinal test on animals as defined in subsection
(6) of Section 32 of the Medicines Act 1968 is not a regulated procedure
if the substance or article is administered in accordance with the
provisions of subsection (4) of that Section or of an order under
Section 35(8)(b) of that Act.
(7) Killing a protected animal is a regulated procedure
only if it is killed for experimental or other scientific use, the
place where it is killed is a designated establishment and the method
employed is not one appropriate to the animal under Schedule 1 to
this Act.
(8) In this Section references to a scientific procedure
do not include references to any recognised veterinary, agricultural
or animal husbandry practice.
(9) Schedule 1 to this Act may be amended by orders made
by the Secretary of State.
Personal and project licences
3. No person shall apply a regulated procedure to an animal
unless-
(a) he holds a personal licence qualifying him
to apply a regulated procedure of that description to an animal
of that description;
(b) the procedure is applied as part of a programme
of work specified in a project licence authorising the application,
as part of that programme, of a regulated procedure of that description
to an animal of that description; and
(c) the place where the procedure is carried
out is a place specified in the personal licence and the project
licence.
4. (1) A personal licence is a licence granted by the
Secretary of State qualifying the holder to apply specified regulated
procedures to animals of specified descriptions at a specified place
or specified places.
(2) An application for a personal licence shall be made
to the Secretary of State in such form and shall be supported by such
information as he may reasonably require.
(3) Except where the Secretary of State dispenses with
the requirements of this subsection any such application shall be
endorsed by a person who-
(a) is himself the holder of a personal licence
or a licence treated as such a licence by virtue of Schedule 4 to
this Act; and
(b) has knowledge of the biological or other
relevant qualifications and of the training, experience and character
of the applicant;
and the person endorsing an application shall, if
practicable, be a person occupying a position of authority at a
place where the applicant is to be authorised by the licence to
carry out the procedures specified in it.
(4) No personal licence shall be granted to a person
under the age of eighteen.
(4A) The Secretary of State shall not grant a personal
licence to a person unless he is satisfied that the person-
(a) has appropriate education and training (including
instruction in a relevant scientific discipline) for the purpose
of applying the regulated procedures to be specified in the licence;
and
(b) is competent to apply those procedures in
accordance with the conditions which are to be included in the licence
and to handle and take care of laboratory animals.
(5) A personal licence shall continue in force until
revoked but the Secretary of State shall review each personal licence
granted by him at intervals not exceeding five years and may for that
purpose require the holder to furnish him with such information as
he may reasonably require.
5. (1) A project licence is a licence granted by the
Secretary of State specifying a programme of work and authorising
the application, as part of that programme, of specified regulated
procedures to animals of specified descriptions at a specified place
or specified places.
(2) A project licence shall not be granted except to
a person who undertakes overall responsibility for the programme to
be specified in the licence.
(3) A project licence shall not be granted for any programme
unless the Secretary of State is satisfied that it is undertaken for
one or more of the following purposes-
(a) the prevention (whether by the testing of
any product or otherwise) or the diagnosis or treatment of disease,
ill-health or abnormality, or their effects, in man, animals or
plants;
(b) the assessment, detection, regulation or
modification of physiological conditions in man, animals or plants;
(c) the protection of the natural environment
in the interests of the health or welfare of man or animals;
(d) the advancement of knowledge in biological
or behavioural sciences;
(e) education or training otherwise than in primary
or secondary schools;
(f) forensic enquiries;
(g) the breeding of animals for experimental
or other scientific use.
(4) In determining whether and on what terms to grant
a project licence the Secretary of State shall weigh the likely adverse
effects on the animals concerned against the benefit likely to accrue
as a result of the programme to be specified in the licence.
(5) The Secretary of State shall not grant a project
licence unless he is satisfied -
(a) that the purpose of the programme to be specified
in the licence cannot be achieved satisfactorily by any other reasonably
practicable method not entailing the use of protected animals; and
(b) that the regulated procedures to be used
are those which use the minimum number of animals, involve animals
with the lowest degree of neurophysiological sensitivity, cause
the least pain, suffering, distress or lasting harm, and are most
likely to produce satisfactory results.
(6) The Secretary of State shall not grant a project
licence authorising the use of cats, dogs, primates or equidæ
unless he is satisfied that animals of no other species are suitable
for the purposes of the programme to be specified in the licence or
that it is not practicable to obtain animals of any other species
that are suitable for those purposes.
(7) Unless revoked and subject to subsection (8) below,
a project licence shall continue in force for such period as is specified
in the licence and may be renewed for further periods but (without
prejudice to the grant of a new licence in respect of the programme
in question) no such licence shall be in force for more than five
years in all.
(8) A project licence shall terminate on the death of
the holder but if-
(a) the holder of a certificate under Section
6 below in respect of a place specified in the licence; or
(b) where by virtue of subsection (2) of that
Section the licence does not specify a place in respect of which
there is such a certificate, the holder of a personal licence engaged
on the programme in question
notifies the Secretary of State of the holder's death
within seven days of its coming to his knowledge the licence shall,
unless the Secretary of State otherwise directs, continue in force
until the end of the period of twenty-eight days beginning with
the date of the notification.
Designated establishments
6. (1) Subject to subsection (2) below, no place shall
be specified in a project licence unless it is a place designated
by a certificate issued by the Secretary of State under this Section
as a scientific procedure establishment.
(2) Subsection (1) above shall not apply in any case
in which it appears to the Secretary of State that the programme or
procedures authorised by the licence require him to specify a different
place.
(3) An application for a certificate in respect of a
scientific procedure establishment shall be made to the Secretary
of State in such form and shall be supported by such information as
he may reasonably require.
(4) A certificate shall not be issued under this Section-
(a) except to a person occupying a position of
authority at the establishment in question; and
(b) unless the application nominates for inclusion
in the certificate pursuant to subsection (5) below a person or
persons appearing to the Secretary of State to be suitable for that
purpose.
(5) A certificate under this Section shall specify-
(a) a person to be responsible for the day to
day care of the protected animals kept for experimental or other
scientific purposes at the establishment; and
(b) a veterinary surgeon or other suitably qualified
person to provide advice on their health and welfare;
and the same person may, if the Secretary of State
thinks fit, be specified under both paragraphs of this subsection.
(6) If it appears to any person specified in a certificate
pursuant to subsection (5) above that the health or welfare of any
such animal as is mentioned in that subsection gives rise to concern
he shall-
(a) notify the person holding a personal licence
who is in charge of the animal; or
(b) if there is no such person or it is not practicable
to notify him, take steps to ensure that the animal is cared for
and, if it is necessary for it to be killed, that it is killed by
a method which is appropriate under Schedule 1 to this Act or approved
by the Secretary of State.
(7) In any case to which subsection (6) above applies
the person specified in the certificate pursuant to paragraph (a)
of subsection (5) above may also notify the person (if different)
specified pursuant to paragraph (b) of that subsection; and the person
specified pursuant to either paragraph of that subsection may also
notify one of the inspectors appointed under this Act.
(8) A certificate under this Section shall continue in
force until revoked.
7. (1) A person shall not at any place breed for use
in regulated procedures (whether there or elsewhere) protected animals
of a description specified in Schedule 2 to this Act unless that place
is designated by a certificate issued by the Secretary of State under
this Section as a breeding establishment.
(2) A person shall not at any place keep any such protected
animals which have not been bred there but are to be supplied for
use elsewhere in regulated procedures unless that place is designated
by a certificate issued by the Secretary of State under this Section
as a supplying establishment
(3) An application for a certificate in respect of a
breeding or supplying establishment shall be made to the Secretary
of State in such form and shall be supported by such information as
he may reasonably require.
(4) A certificate shall not be issued under this Section
unless the application nominates for inclusion in the certificate
pursuant to subsection (5) below a person or persons appearing to
the Secretary of State to be suitable for that purpose.
(5) A certificate under this Section shall specify-
(a) a person to be responsible for the day to
day care of the animals bred or kept for breeding at the establishment
or, as the case may be, kept there for the purpose of being supplied
for use in regulated procedures; and
(b) a veterinary surgeon or other suitably qualified
person to provide advice on their health and welfare;
and the same person may, if the Secretary of State
thinks fit, be specified under both paragraphs of this subsection.
(6) If it appears to any person specified in a certificate
pursuant to subsection (5) above that the health or welfare of any
such animal as is mentioned in that subsection gives rise to concern
he shall take steps to ensure that it is cared for and, if it is necessary
for it to be killed, that it is killed by a method appropriate under
Schedule 1 to this Act or approved by the Secretary of State.
(7) In any case to which subsection (6) above applies
the person specified in the certificate pursuant to paragraph (a)
of subsection (5) above may also notify the person (if different)
specified pursuant to paragraph (b) of that subsection; and the person
specified pursuant to either paragraph of that subsection may also
notify one of the inspectors appointed under this Act.
(8) A certificate under this Section shall continue in
force until revoked.
(9) Schedule 2 to this Act may be amended by orders made
by the Secretary of State.
8. The holder of a certificate issued under Section 6 or 7
above shall pay such periodical fees to the Secretary of State as
may be prescribed by or determined in accordance with an order made
by him.
Licences and designation certificates: general provisions
9. (1) Before granting a licence or issuing a certificate
under this Act the Secretary of State shall consult one of the inspectors
appointed under this Act and may also consult an independent assessor
or the Animal Procedures Committee established by this Act.
(2) Where the Secretary of State proposes to consult
an independent assessor he shall notify the applicant of that fact,
and in selecting the assessor he shall have regard to any representations
made by the applicant.
10. (1) Subject to the provisions of this Section, a licence
or certificate under this Act may contain such conditions as the Secretary
of State thinks fit.
(2) The conditions of a personal licence shall include-
(a) a condition to the effect that the holder
shall take precautions to prevent or reduce to the minimum consistent
with the purposes of the authorised procedures any pain, distress
or discomfort to the animals to which those procedures may be applied;
and
(b) an inviolable termination condition, that
is to say a condition specifying circumstances in which a protected
animal which is being or has been subjected to a regulated procedure
must in every case be immediately killed by a method appropriate
to the animal under Schedule 1 to this Act or by such other method
as may be authorised by the licence.
(2A) Without prejudice to subsection (2)(a) above, the
conditions of a personal licence shall include such conditions as
the Secretary of State considers appropriate to ensure that the authorised
procedures are carried out in accordance with Article 8 of Council
Directive No. 86/609/EEC, the text of which is set out in Schedule
2A to this Act.
(3) The conditions of a project licence shall, unless
the Secretary of State considers that an exception is justified, include
a condition to the effect-
(a) that no cat or dog shall be used under the
licence unless it has been bred at and obtained from a designated
breeding establishment; and
(b) that no other protected animal of a description
specified in Schedule 2 to this Act shall be used under the licence
unless it has been bred at a designated breeding establishment or
obtained from a designated supplying establishment; and
(c) that no vertebrate of an endangered species
shall be used under the licence; and
(d) that no protected animal taken from the wild
shall be used under the licence;
but no exception shall be made from the condition
required by paragraph (a) or (d) above unless the Secretary of State
is satisfied that no animal suitable for the purpose of the programme
specified in the licence can be obtained in accordance with that
condition; and no exception shall be made from the condition required
by paragraph (c) above unless the Secretary of State is satisfied
that the use of animals of the species in question will be in conformity
with the Council Regulation and that the purposes of the programme
of work specified in the licence are either research aimed at preservation
of the species in question or essential biomedical purposes where
the species in question exceptionally proves to be the only one
suitable for those purposes.
(3A) In subsection (3) above-
"endangered species" means a species listed in Appendix
1 of the Convention on International Trade in Endangered Species
of Fauna and Flora (which is set out in Annex A to the Council Regulation)
or in Annex C.1 to the Council Regulation; and
"essential bio-medical purposes" has the same meaning
as in Council Directive No. 86/609/EEC, and in subsection (3) above
and this subsection "the Council Regulation" means Council Regulation
(EEC) No. 3626/82 as amended by Commission Regulation (EEC) No.
869/88 and Commission Regulation (EEC) No. 1970/92.
(3B) Where a project licence authorises the setting free
of a protected animal in the course of a series of regulated procedures,
that licence shall include a condition requiring the prior consent
of the Secretary of State to the setting free of the animal.
(3C) The Secretary of State shall not give his consent
to the setting free of an animal in pursuance of a condition included
in a project licence under subsection (3B) above unless he is satisfied-
(a) that the maximum possible care has been taken
to safeguard the animal's well-being;
(b) that the animal's state of health allows
it to be set free; and
(c) that the setting free of the animal poses
no danger to public health or the environment.
(3D) The conditions of a project licence shall include
such conditions as the Secretary of State considers appropriate to
ensure -
(a) that where a protected animal has been subjected
to a series of regulated procedures for a particular purpose, at
the conclusion of the series a veterinary surgeon or, if none is
available, another suitably qualified person determines whether
the animal should be killed or kept alive;
(b) that, if that person considers that it is
likely to remain in lasting pain or distress, the animal is killed
by a method appropriate to the animal under Schedule 1 to this Act,
or by such other method as may be authorised by the personal licence
of the person by whom the animal is killed; and
(c) that where the animal is to be kept alive,
it is kept at a designated establishment (subject to subsection
(6D) below).
(4) If the conditions of a personal licence permit the
holder to use assistants to perform, under his direction, tasks not
requiring technical knowledge nothing done by an assistant in accordance
with such a condition shall constitute a contravention of Section
3 above.
(5) The conditions of a certificate issued under Section
6 above shall include a condition prohibiting the killing otherwise
than by a method which is appropriate under Schedule 1 to this Act
or approved by the Secretary of State of any protected animal kept
at the establishment for experimental or other scientific purposes
but not subjected to a regulated procedure or required to be killed
by virtue of Section 15 below; and the conditions of a certificate
issued under Section 7 above shall include a condition prohibiting
the killing otherwise than by such a method of an animal of a description
specified in Schedule 2 to this Act which is bred or kept for breeding
or, as the case may be kept at the establishment for the purposes
of being supplied for use in regulated procedures but not used or
supplied for use, for that purpose.
(5A) The conditions of a certificate issued under Section
6 above shall include such conditions as the Secretary of State considers
appropriate to ensure -
(a) that sufficient trained staff are provided
at the establishment; and
(b) that the persons who take care of protected
animals at the establishment and those who supervise such persons
have appropriate education and training.
(6) The conditions of a certificate issued under Section
6 or 7 above shall include conditions requiring the holder of the
certificate-
(a) to secure that a person competent to kill
animals in the manner specified by conditions imposed in accordance
with subsection (5) above will be available to do so; and
(b) to keep records as respects the source and
disposal of and otherwise relating to the animals kept at the establishment
for experimental or other scientific purposes or, as the case may
be, bred or kept for breeding there or kept there for the purposes
of being supplied for use in regulated procedures.
(6A) The conditions of a certificate issued under Section
6 or 7 above shall, if the certificate permits dogs, cats or primates
to be kept or bred at the establishment in question, include conditions
requiring the holder of the certificate to ensure -
(a) that particulars of the identity and origin
of each dog, cat or primate kept or bred at the establishment are
entered in the records referred to in subsection (6)(b) above;
(b) that before it is weaned, every dog, cat
or primate in the establishment not falling within paragraph (c)
below is provided with an individual identification mark in the
least painful manner possible;
(c) that where a dog, cat or primate is transferred
from one establishment to another before it is weaned and it is
not practicable to mark it beforehand, the records kept by the establishment
receiving the animal identify that animal's mother until the animal
is provided with an individual identification mark; and
(d) that any unmarked dog, cat or primate which
is taken into the establishment after being weaned is provided as
soon as possible thereafter with an individual identification mark.
(6B) The conditions of a certificate issued under Section
6 or 7 above shall include such conditions relating to the general
care and accommodation of protected animals bred, kept or used at
the establishment as the Secretary of State considers appropriate
in order to ensure -
(a) that the environment, housing, freedom of
movement, food, water and care provided for each such animal are
appropriate for the animal's health and well-being;
(b) that any restrictions on the extent to which
each such animal can satisfy its physiological and ethological needs
are kept to the absolute minimum;
(c) that the environmental conditions in which
such animals are bred, kept or used are checked daily;
(d) that the well-being and state of health of
such animals are monitored by a suitably qualified person in order
to prevent pain or avoidable suffering, distress or lasting harm;
and
(e) that arrangements are made to ensure that
any defect or suffering discovered is eliminated as quickly as possible.
(6C) When considering what conditions are appropriate
to ensure the matters specified in subsection (6B)(a) and (b) above,
the Secretary of State shall have regard to the guidance in Annex
II to Council Directive No. 86/609/EEC.
(6D) The conditions of a certificate issued under Section
6 or 7 above shall include such conditions as the Secretary of State
considers appropriate to ensure that any animal kept alive after being
subjected to a series of regulated procedures will continue to be
kept at the establishment under the supervision of a veterinary surgeon
or other suitably qualified person unless it is moved to another designated
establishment or a veterinary surgeon certifies that it will not suffer
if it ceases to be kept at a designated establishment.
(7) Breach of a condition in a licence or certificate
shall not invalidate the licence or certificate but shall be a ground
for its variation or revocation.
11. A licence or certificate under this Act may be varied or
revoked by the Secretary of State-
(a) on the ground mentioned in Section 10(7) above;
(b) in any other case in which it appears to the Secretary
of State appropriate to do so; or
(c) at the request of the holder.
12. (1) Where the Secretary of State proposes-
(a) to refuse a licence or certificate under
this Act; or
(b) to vary or revoke such a licence or certificate
otherwise than at the request of the holder,
he shall serve on the applicant or the holder a notice
of his intention to do so.
(2) The notice shall state the reasons for which the
Secretary of State proposes to act and give particulars of the rights
conferred by subsection (3) below.
(3) A person on whom a notice is served under subsection
(1) above may make written representations and, if desired, oral representations
to a person appointed for that purpose by the Secretary of State if
before such date as is specified in the notice (not being less than
twenty-eight days after the date of service) he notifies the Secretary
of State of his wish to do so.
(4) The holder of a licence or certificate who is dissatisfied
with any condition contained in it may, if he notifies the Secretary
of State of his wish to do so, make written representations and, if
desired, oral representations to a person appointed for that purpose
by the Secretary of State; but the making of such representations
shall not affect the operation of any condition unless and until it
is varied under Section 11 above.
(5) The person appointed to receive any representations
under this Section shall be a person who holds or has held judicial
office in the United Kingdom or a barrister, solicitor or advocate
of at least seven years' standing and the Secretary of State may,
if he thinks fit, appoint a person with scientific or other appropriate
qualifications to assist the person receiving the representations
in his consideration of them.
(6) The person appointed to receive any such representations
shall after considering them make a report to the Secretary of State;
and the Secretary of State shall furnish a copy of the report to the
person who made the representations and take it into account in deciding
whether to refuse the application or to vary or revoke the licence
or certificate, as the case may be.
(7) The Secretary of State may by order make rules with
respect to the procedure to be followed in the making and consideration
of representations under this Section, including, provision requiring
any such representations to be made within a specified time.
(8) A notice under subsection (1) above may be served
either personally or by post.
13. (1) If it appears to the Secretary of State to be
urgently necessary for the welfare of any protected animals that a
licence or certificate under this Act should cease to have effect
forthwith he shall by notice served on the holder suspend its operation
for a period not exceeding three months.
(2) If during that period a notice of proposed variation
or revocation of the licence or certificate is served under Section
12 above but at the end of that period-
(a) the time for notifying the Secretary of State
under subsection (3) of that Section has not expired; or
(b) representations are to be or are being made
in accordance with that subsection; or
(c) such representations have been made but the
Secretary of State has not received or has not completed his consideration
of the report of the person to whom the representations were made,
he may by notice served on the holder further suspend
the licence or certificate until he is able to decide whether to
vary or revoke it but no suspension shall be for longer than three
months at a time.
(3) A notice under this Section may be served personally
or by post.
Additional controls
14. (1) Where -
(a) a protected animal has been subjected to
a series of regulated procedures for a particular purpose; and
(b) any of those procedures has caused severe
pain or distress to that animal,
that animal shall not be used for any further regulated
procedures which will entail severe pain or distress.
(2) Where a protected animal has been subjected to a
series of regulated procedures for a particular purpose and has been
given a general anaesthetic for any of those procedures and been allowed
to recover consciousness, that animal shall not be used for any further
regulated procedures unless the Secretary of State has given his consent
to such further use and -
(a) the procedure, or each procedure, for which
the anaesthetic was given consisted only of surgical preparation
essential for a subsequent procedure; or
(b) the anaesthetic was administered solely to
immobilise the animal; or
(c) the animal will be under general anaesthesia
throughout the further procedures and will not be allowed to recover
consciousness.
(3) Without prejudice to subsections (1) and (2) above,
where a protected animal has been subjected to a series of regulated
procedures for a particular purpose it shall not be used for any further
regulated procedures except with the consent of the Secretary of State.
(4) Any consent for the purposes of this Section may
relate to a specified animal or to animals used in specified procedures
or specified circumstances.
15. (1) Where a protected animal-
(a) has been subjected to a series of regulated
procedures for a particular purpose; and
(b) at the conclusion of the series is suffering
or likely to suffer adverse effects,
the person who applied those procedures, or the last
of them, shall cause the animal to be immediately killed by a method
appropriate to the animal under Schedule 1 to this Act or by such
other method as may be authorised by the personal licence of the
person by whom the animal is killed.
(2) Subsection (1) above is without prejudice to any
condition of a project licence requiring an animal to be killed at
the conclusion of a regulated procedure in circumstances other than
those mentioned in that subsection.
16. (1) No person shall carry out any regulated procedure
as an exhibition to the general public or carry out any such procedure
which is shown live on television for general reception.
(2) No person shall publish a notice or advertisement
announcing the carrying out of any regulated procedure in a manner
that would contravene subsection (1) above.
17. No person shall in the course of a regulated procedure-
(a) use any neuromuscular blocking agent unless expressly
authorised to do so by the personal and project licences under which
the procedure is carried out; or
(b) use any such agent instead of an anaesthetic.
The inspectorate and the committee
18. (1) The Secretary of State shall, with the consent
of the Treasury as to numbers and remuneration, appoint as inspectors
for the purposes of this Act persons having such medical or veterinary
qualifications as he thinks requisite.
(2) It shall be the duty of an inspector-
(a) to advise the Secretary of State on applications
for personal and project licences, on requests for their variation
or revocation and on their periodical review;
(b) to advise him on applications for certificates
under this Act and on requests for their variation or revocation;
(c) to visit places where regulated procedures
are carried out for the purpose of determining whether those procedures
are authorised by the requisite licences and whether the conditions
of those licences are being complied with;
(d) to visit designated establishments for the
purpose of determining whether the conditions of the certificates
in respect of those establishments are being complied with;
(e) to report to the Secretary of State any case
in which any provision of this Act or any condition of a licence
or certificate under this Act has not been or is not being complied
with and to advise him on the action to be taken in any such case.
(3) If an inspector considers that a protected animal
is undergoing excessive suffering he may require it to be immediately
killed by a method appropriate to the animal under Schedule 1 to this
Act or by such other method as may be authorised by any personal licence
held by the person to whom the requirement is addressed.
19. (1) There shall be a committee to be known as the Animal
Procedures Committee
(2) The Committee shall consist of a chairman and at
least twelve other members appointed by the Secretary of State.
(3) Of the members other than the chairman-
(a) at least two-thirds shall be persons having
such a qualification as is mentioned in subsection (4) below; and
(b) at least one shall be a barrister, solicitor
or advocate,
but so that at least half of those members are persons
who neither hold nor within the previous six years have held any
licence under this Act or under the Cruelty to Animals Act 1876;
and in making appointments to the Committee the Secretary of State
shall have regard to the desirability of ensuring that the interests
of animal welfare are adequately represented.
(4) The qualifications referred to in subsection (3)(a)
above are full registration as a medical practitioner, registration
as a veterinary surgeon or qualifications or experience in a biological
subject approved by the Secretary of State as relevant to the work
of the Committee.
(5) Members of the Committee shall be appointed for such
periods as the Secretary of State may determine but no such period
shall exceed four years and no person shall be reappointed more than
once.
(6) Any member may resign by notice in writing to the
Secretary of State; and the chairman may by such a notice resign his
office as such.
(7) The Secretary of State may terminate the appointment
of a member if he is satisfied that-
(a) for a period of six months beginning not
more than nine months previously he has, without the consent of
the other members, failed to attend the meetings of the Committee;
(b) he is an undischarged bankrupt or has made
an arrangement with his creditors;
(c) he is by reason of physical or mental illness,
or for any other reason, incapable of carrying out his duties; or
(d) he has been convicted of such a criminal
offence, or his conduct has been such, that it is not in the Secretary
of State's opinion fitting that he should remain a member.
(8) The Secretary of State may make payments to the chairman
by way of remuneration and make payments to him and the other members
in respect of expenses incurred by them in the performance of their
duties.
(9) The Secretary of State may also defray any other
expenses of the Committee.
20. (1) It shall be the duty of the Animal Procedures
Committee to advise the Secretary of State on such matters concerned
with this Act and his functions under it as the Committee may determine
or as may be referred to the Committee by the Secretary of State.
(2) In its consideration of any matter the Committee
shall have regard both to the legitimate requirements of science and
industry and to the protection of animals against avoidable suffering
and unnecessary use in scientific procedures.
(3) The Committee may perform any of its functions by
means of sub-committees and may co-opt as members of any sub-committee
any persons considered by the Committee to be able to assist that
sub-committee in its work.
(4) The Committee may promote research relevant to its
functions and may obtain advice or assistance from other persons with
knowledge or experience appearing to the Committee to be relevant
to those functions.
(5) The Committee shall in each year make a report on
its activities to the Secretary of State who shall lay copies of the
report before Parliament.
Miscellaneous and supplementary
21. (1) The Secretary of State shall publish information
to serve as guidance with respect to the manner in which he proposes
to exercise his power to grant licences and certificates under this
Act and with respect to the conditions which he proposes to include
in such licences and certificates.
(2) The Secretary of State shall issue codes of practice
as to the care of protected animals and their use for regulated procedures
and may approve such codes issued by other persons.
(3) The Secretary of State shall consult the Animal Procedures
Committee before publishing or altering any information under subsection
(1) above or issuing, approving, altering or approving any alteration
in any code issued or approved under subsection (2) above.
(4) A failure on the part of any person to comply with
any provision of a code issued or approved under subsection (2) above
shall not of itself render that person liable to criminal or civil
proceedings but-
(a) any such code shall be admissible in evidence
in any such proceedings; and
(b) if any of its provisions appears to the court
conducting the proceedings to be relevant to any question arising
in the proceedings it shall be taken into account in determining
that question.
(5) The Secretary of State shall lay before Parliament-
(a) copies of any information published or code
issued by him under subsection (1) or (2) above and of any alteration
made by him in any such information or code; and
(b) copies of any code approved by him under
subsection (2) above and of any alteration approved by him in any
such code;
and if either House of Parliament passes a resolution
requiring the information, code or alteration mentioned in paragraph
(a) above or the approval mentioned in paragraph (b) above, to be
withdrawn the Secretary of State shall withdraw it accordingly;
and where he withdraws information published or a code issued by
him or his approval of a code he shall publish information or issue
or approve a code, as the case may be, in substitution for the information
or code previously published, issued or approved.
(6) No resolution shall be passed by either House under
subsection (5) above in respect of any information, code or alteration
after the end of the period of forty days beginning with the day on
which a copy of the information, code or alteration was laid before
that House; but for the purpose of this subsection no account shall
be taken of any time during which Parliament is dissolved or prorogued
or during which both Houses are adjourned for more than four days.
(7) The Secretary of State shall in each year publish
and lay before Parliament such information as he considers appropriate
with respect to the use of protected animals in the previous year
for experimental or other scientific purposes.
22. (1) Any person who contravenes Section 3 above shall
be guilty of an offence and liable-
(a) on conviction on indictment, to imprisonment
for a term not exceeding two years or to a fine or to both;
(b) on summary conviction, to imprisonment for
a term not exceeding six months or to a fine not exceeding the statutory
maximum or to both.
(2) Any person who, being the holder of a project licence-
(a) procures or knowingly permits a person under
his control to carry out a regulated procedure otherwise than as
part of the programme specified in the licence; or
(b) procures or knowingly permits a person under
his control to carry out a regulated procedure otherwise than in
accordance with that person's personal licence,
shall be guilty of an offence and liable to the penalties
specified in subsection (1) above.
(3) Any person who-
(a) contravenes Section 7(1) or (2), 14, 15,
16 or 17 above or
(b) fails to comply with a requirement imposed
on him under Section 18(3) above,
shall be guilty of an offence and liable on summary
conviction to imprisonment for a term not exceeding three months
or to a fine not exceeding the fourth level on the standard scale
or to both.
(4) A person shall not be guilty of an offence under
Section 3 or 17(a) above by reason only that he acted without the
authority of a project licence if he shows that he reasonably believed,
after making due enquiry, that he had such authority.
(5) A person guilty of an offence under Section 1 of
the Protection of Animals Act 1911 or Section 1 of the Protection
of Animals (Scotland) Act 1912 in respect of an animal at a designated
establishment shall be liable to the penalties specified in subsection
(1) above.
23. (1) A person is guilty of an offence if for the purpose
of obtaining or assisting another person to obtain a licence or certificate
under this Act he furnishes information which he knows to be false
or misleading in a material particular or recklessly furnishes information
which is false or misleading in a material particular.
(2) A person guilty of an offence under this Section
shall be liable on summary conviction to imprisonment for a term not
exceeding three months or to a fine not exceeding the fourth level
on the standard scale or to both.
24. (1) A person is guilty of an offence if otherwise
than for the purpose of discharging his functions under this Act he
discloses any information which has been obtained by him in the exercise
of those functions and which he knows or has reasonable grounds for
believing to have been given in confidence.
(2) A person guilty of an offence under this Section
shall be liable-
(a) on conviction on indictment, to imprisonment
for a term not exceeding two years or to a fine or to both;
(b) on summary conviction, to imprisonment for
a term not exceeding six months or to a fine not exceeding the statutory
maximum or to both.
25. (1) If a justice of the peace or in Scotland a sheriff
is satisfied by information on oath that there are reasonable grounds
for believing that an offence under this Act has been or is being
committed at any place, he may issue a warrant authorising a constable
to enter that place if need be by such force as is reasonably necessary,
to search it and to require any person found there to give his name
and address.
(2) A warrant under this Section may authorise a constable
to be accompanied by an inspector appointed under this Act and shall
require him to be accompanied by such an inspector if the place in
question is a designated establishment.
(3) Any person who-
(a) intentionally obstructs a constable or inspector
in the exercise of his powers under this Section; or
(b) refuses on demand to give his name and address
or gives a false name or address,
shall be guilty of an offence and liable on summary
conviction to imprisonment for a term not exceeding three months
or to a fine not exceeding the fourth level on the standard scale
or to both.
26. (1) No proceedings for-
(a) an offence under this Act; or
(b) an offence under Section 1 of the Protection
of Animals Act 1911 which is alleged to have been committed in respect
of an animal at a designated establishment,
shall be brought in England and Wales except by or
with the consent of the Director of Public Prosecutions.
(2) Summary proceedings for an offence under this Act
may (without prejudice to any jurisdiction exercisable apart from
this subsection) be taken against any person at any place at which
he is for the time being.
(3) Notwithstanding anything in Section 127(1) of the
Magistrates' Courts Act 1980, an information relating to an offence
under this Act which is triable by a magistrates' court in England
and Wales may be so tried if it is laid at any time within three years
after the commission of the offence and within six months after the
date on which evidence sufficient in the opinion of the Director of
Public Prosecutions to justify the proceedings comes to his knowledge.
(4) Notwithstanding anything in Section 331 of the Criminal
Procedure (Scotland) Act 1975, summary proceedings for an offence
under this Act may be commenced in Scotland at any time within three
years after the commission of the offence and within six months after
the date on which evidence sufficient in the opinion of the Lord Advocate
to justify the proceedings comes to his knowledge; and subsection
(3) of that Section shall apply for the purposes of this subsection
as it applies for the purposes of that Section.
(5) For the purposes of subsections (3) and (4) above
a certificate of the Director of Public Prosecutions or, as the case
may be, the Lord Advocate as to the date on which such evidence as
is there mentioned came to his knowledge shall be conclusive evidence
of that fact.
27. (1) The Cruelty to Animals Act 1876 is hereby repealed.
(2) The enactments mentioned in Schedule 3 to this Act
shall have effect with the amendments there specified, being amendments
consequential on the provisions of this Act.
(3) The Breeding of Dogs Act 1973 shall not apply to
the breeding of dogs for use in regulated procedures if they are bred
at a designated breeding establishment.
(4) Schedule 4 to this Act shall have effect with respect
to the transitional matters there mentioned.
(5) The Secretary of State may by order make such further
transitional provisions as he considers necessary or expedient.
28. (1) Any power of the Secretary of State to make an
order under this Act shall be exercisable by statutory instrument.
(2) A statutory instrument containing an order under
any of the foregoing provisions of this Act shall be subject to annulment
in pursuance of a resolution of either House of Parliament.
29. (1) This Act applies to Northern Ireland with the
following modifications.
(2) For any reference to the Secretary of State in any
provision of this Act except Sections 19 and 20(l) there shall be
substituted a reference to the Department of Health and Social Services
for Northern Ireland; and for the reference in Section 18(l) above
to the Treasury there shall be substituted a reference to the Department
of Finance and Personnel for Northern Ireland.
(3) The functions of the Secretary of State under Sections
19 and 20(l) shall be exercisable by him jointly with the Department
of Health and Social Services for Northern Ireland; and any notice
under Section 19(6) or advice under Section 20(l) may be given to
either of them.
(4) In Section 20(5) above for the reference to Parliament
there shall be substituted a reference to the Northern Ireland Assembly;
and in Section 21 above-
(a) for the references to Parliament or either
House of Parliament there shall be substituted references to the
Assembly;
(b) in subsection (5) after the word "if" there
shall be inserted the words "within the statutory period (within
the meaning of the Interpretation Act (Northern Ireland) 1954)";
and
(c) subsection (6) shall be omitted.
(5) In Sections 22(5) and 26(l)(b) above for the references
to Section 1 of the Protection of Animals Act 1911 there shall be
substituted references to Sections 13 and 14 of the Welfare of Animals
Act (Northern Ireland) 1972.
(6) In Section 25(l) above for the reference to information
on oath there shall be substituted a reference to a complaint on oath.
(7) In Section 26 above-
(a) in subsections (1) and (3) for the words
"England and Wales" there shall be substituted the words "Northern
Ireland";
(b) in subsections (1), (3) and (5) for the references
to the Director of Public Prosecutions there shall be substituted
references to the Director of Public Prosecutions for Northern Ireland;
and
(c) in subsection (3) for the reference to Section
127(l) of the Magistrates' Courts Act 1980 there shall be substituted
a reference to Article 19(l) of the Magistrates' Courts (Northern
Ireland) Order 1981.
(8) In Section 27(3) above for the reference to the Breeding
of Dogs Act 1973 there shall be substituted a reference to Articles
12, 13 and 43 of the Dogs (Northern Ireland) Order 1983.
(9) Section 28 above shall not apply and any order made
by the Department of Health and Social Services for Northern Ireland
under this Act shall be a statutory rule for the purposes of the Statutory
Rules (Northern Ireland) Order 1979 and shall be subject to negative
resolution within the meaning of Section 41(6) of the Interpretation
Act (Northern Ireland) 1954.
30. (l) This Act may be cited as the Animals (Scientific
Procedures) Act 1986.
(2) In this Act-
"designated", in relation to an establishment,
means designated by a certificate under Section 6 or 7 above;
"personal licence" means a licence granted under
Section 4 above;
"place" includes any place within the seaward
limits of the territorial waters of the United Kingdom, including
any vessel other than a ship which is not a British ship;
"project licence" means a licence granted under
Section 5 above;
"protected animal" has the meaning given in
Section 1 above but subject to any order under subsection (3) of
that Section;
"regulated procedure" has the meaning given
in Section 2 above.
(3) This Act shall come into force on such date as the
Secretary of State may by order appoint; and different dates may be
appointed for different provisions or different purposes.
SCHEDULE 1
APPROPRIATE METHODS OF HUMANE KILLING
Sections 2, 6, 7, 10, 15(1) and 18(3)
1. Subject to paragraph 2 below, the methods of humane killing
listed in Tables A and B below are appropriate for the animals listed
in the corresponding entries in those tables only if the process of
killing is completed by one of the methods listed in subparagraphs (a)
to (f) below:
(a) confirmation of permanent cessation of the circulation
(b) destruction of the brain
(c) dislocation of the neck
(d) exsanguination
(e) confirming the onset of rigor mortis
(f) instantaneous destruction of the body in a macerator.
2. Paragraph 1 above does not apply in those cases where Table
A specifies one of the methods listed in that paragraph as an appropriate
method of humane killing.
| A.Methods for animals other than foetal, larval and
embryonic forms |
Animals for which appropriate |
1.Overdose of an anaesthetic using a route and an anaesthetic
agent appropriate for the size and species of animal
|
All animals |
2.Exposure to carbon dioxide gas in a rising concentration
|
Rodents, Rabbits and Birds up to 1.5kg |
3.Dislocation of the neck
|
Rodents up to 500g
Rabbits up to 1kg
Birds up to 3kg |
4.Concussion of the brain by striking the cranium
|
Rodents and Rabbits up to 1kg
Birds up to 250g
Amphibians and reptiles (with destruction of the brain before the
return of consciousness) up to 1kg
Fishes (with destruction of the brain before the return of consciousness) |
5.One of the recognised methods of slaughter set out below
which is appropriate to the animal and is performed by a registered
veterinary surgeon, or, in the case of the methods described
in paragraph (ii) below, performed by the holder of a current
licence granted under the Welfare of Animals (Slaughter or Killing)
Regulations 1995 (a) i) Destruction of the brain by free bullet,
or ii) captive bolt, percussion or electrical stunning followed
by destruction of the brain or exsanguination before return
of consciousness.
|
Ungulates |
| B. Methods for foetal, larval and embryonic forms |
Animals for which appropriate |
1. Overdose of an anaesthetic using a route and anaesthetic
agent appropriate for the size, stage of development and species
of animal
|
All animals |
2. Refrigeration, or disruption of membranes, or maceration
in apparatus approved under appropriate slaughter legislation,
or exposure to carbon dioxide in near 100% concentration until
they are dead
|
Birds
Reptiles |
3. Cooling of foetuses followed by immersion in cold tissue
fixative
|
Mice, Rats and Rabbits |
4. Decapitation
|
Mammals and Birds up to 50g |
(a) S.I. 1995/731
SCHEDULE 2
ANIMALS TO BE OBTAINED ONLY FROM DESIGNATED BREEDING OR SUPPLYING
ESTABLISHMENTS
Sections 7 and 10
Mouse
Rat
Guinea-pig
Hamster
Rabbit
Dog
Cat
Primate
Any bird of the species Coturnix coturnix (quail)
Ferrets
Gerbils
Pigs, if genetically modified
Sheep, if genetically modified
SCHEDULE 2A
Section 10(2A)
ARTICLE 8 OF COUNCIL DIRECTIVE NO. 86/609/EEC
1. All experiments shall be carried out under general or local
anaesthesia.
2. Paragraph 1 above does not apply when:
(a) anaesthesia is judged to be more traumatic to the
animal than the experiment itself;
(b) anaesthesia is incompatible with the object of the
experiment. In such cases appropriate legislative and/or administrative
measures shall be taken to ensure that no such experiment is carried
out unnecessarily.
Anaesthesia should be used in the case of serious injuries which may
cause severe pain.
3. If anaesthesia is not possible, analgesics or other appropriate
methods should be used in order to ensure as far as possible that pain,
suffering, distress or harm are limited and that in any event the animal
is not subject to severe pain, distress or suffering.
4. Provided such action is compatible with the object of the
experiment, an anaesthetised animal, which suffers considerable pain
once anaesthesia has worn off, shall be treated in good time with pain-relieving
means or, if this is not possible, shall be immediately killed by a
humane method.
Note: this text incorporates all relevant amendments to the Animals
(Scientific Procedures) Act 1986 to the point at which the Guidance
was published. It also shows, in italics, the effect on Section
1(1) of the Animals (Scientific Procedures) Act (Amendment) Order 1993
which extends the meaning of "protected animal" but is not an
amendment as such.
|
We welcome your comments
on this site.
|
Prepared 15 May 2000
|
|
|